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Privacy Statement for This Website and other Mutual Funds Investment, LLC owned websites.

Mutual Funds Investment, LLC. has created this privacy statement in order to demonstrate our firm commitment to privacy. The following discloses our information gathering and dissemination practices for this website and all of our financial websites (including and their affiliated sites).

Complimentary Issues of Premium Newsletters

From time to time we may also provide members of our free newsletters a trial subscription to one of our or a third party's subscription-based premium investment newsletters. Generally, these complimentary trials will run for a period of 1 or 2 months. Prior to the beginning of any such trial you will be notified of the start date and be provided an opportunity to elect not to receive the free trial issues. Additionally, each complimentary issue will also have a cancel link.

Offers From Us

In addition to the complimentary premium newsletters mentioned directly above, from time to time we may also send you other offers for our services, including without limiting, book store specials, subscription offers or other promotions. As a member to one of our paid or free newsletters you agree to receive such offers.

Special Offer Emails

We do send emails that are solely an advertisement from a third party advertiser. When you register to receive one of our free newsletters you agree to receive special offers or advertisements from our sponsors. If you do not want to receive such offers or advertisements, then you must cancel your subscription to your free newsletter. For these advertising purposes, we maintain control of our email lists and we do not give our email list to an advertiser to use. All such email offers from third parties to our email list(s) are sent directly from us. Our email list is our most valuable asset. We protect it dearly.


These sites contain links to other sites. We are not responsible for the privacy practices or the content of such linked Web sites.


Our sites' registration forms require users to give us contact information (e.g., name and email address). The customer's contact information is used to contact the visitor when necessary. Users may opt-out of receiving future mailings -- see the choice/opt-out section below.

Mutual Funds Investment takes great care to protect personal information about you and when we use it, we do so with respect for your privacy. We may use personal information about you to service and maintain your account; process transactions in your account; respond to inquiries from you or your representative; develop, offer, and deliver products and services; or to fulfill legal and regulatory requirements. F

Our Commitment to Privacy

Mutual Funds Investment is committed to maintaining the confidentiality, integrity, and security of personal information about our current and prospective customers. We are proud of our privacy practices and want you to know how we protect this information and use it to service your account.

We hope you will take a moment to review the full privacy policy of the Mutual Funds Investment Investments family of companies. Please note that certain details of this policy may depend on whether you deal with us through an investment professional, directly as an individual investor, or whether Mutual Funds Investment provides services to your employer or plan sponsor. If you are a shareholder in one or more Mutual Funds Investment, please also review the related privacy policy of the Funds.

The privacy policies of Mutual Funds Investment is reviewed annually. Our printed and online notices are then updated to reflect any changes.

Mutual Funds Investment Investments Privacy Policy

How and why we obtain personal information

Mutual Funds Investment, LLC takes great care to protect personal information about you and when we use it, we do so with respect for your privacy. We may use personal information about you to service and maintain your account; process transactions in your account; respond to inquiries from you or your representative; develop, offer, and deliver products and services; or to fulfill legal and regulatory requirements. Mutual Funds Investment may collect public and non-public personal information about you from any of the following sources:

  • You or your representative on applications or forms (for example, name, address, Social Security number, birth date, assets and income)

  • You or your employer or plan sponsor if Mutual Funds Investment provides them with recordkeeping services (for example, payroll, human resources, or benefits information)

  • Transactional activity in your account (for example, trading history and balances)

  • Other interactions with Mutual Funds Investment (for example, discussions with our customer service staff or information you enter into our Web sites)

  • Information from consumer reporting agencies (for example, to assess your creditworthiness for margin products)

  • Information from other third-party data services (for example, to verify your identity and to better understand your product and service needs)

  • You or your representative regarding your preferences (for example, your choice of electronic statement delivery, or the screen layout you specify if you use our Internet sites)

  • Other sources with your consent or with the consent of your representative (for example, from other institutions if you transfer positions into Mutual Funds Investment)

  • How we protect information about you

    Mutual Funds Investment, LLC considers the protection of personal information to be a foundation of customer trust and a sound business practice. We employ physical, electronic and procedural controls and we regularly adapt these controls to respond to changing requirements and advances in technology.

    At Mutual Funds Investment, we restrict access to personal information to those who require it to develop, support, offer and deliver products and services to you.

    How we share information about you with third parties

    Mutual Funds Investment, LLC does not share personal information about our customers with unaffiliated third parties for use in marketing their products and services. We may share personal information with the following entities:

  • Unaffiliated service providers (for example, printing and mailing companies, securities clearinghouses, marketing service providers, and other entities who may provide services at Mutual Funds Investment's direction)

  • Government agencies, other regulatory bodies and law enforcement officials (for example, for tax purposes or for reporting suspicious transactions)

  • Other organizations, with your consent or as directed by your representative (for example, if you use Mutual Funds Investment as a financial reference in applying for credit with another institution), or as permitted or required by law (for example, for fraud prevention)

  • Our service providers are obligated to keep the personal information we share with them confidential and use it only to provide services specified by Mutual Funds Investment.

    Based on the nature of your relationship with Mutual Funds Investment, we may exchange information with other third parties as described below:

  • If Mutual Funds Investment provides workplace services to your employer or plan sponsor, such as payroll, human resources or benefits recordkeeping services, Mutual Funds Investment may exchange any information received in connection with such services with your employer or plan sponsor or others they may authorize.

  • If you conduct business with Mutual Funds Investment through your investment professional, we may exchange information we collect with your investment professional or with others they may authorize.

  • If you transact business through Mutual Funds Investment's life insurance companies, we may validate and obtain information about you from an insurance support organization. The insurance support organization may further share your information with other insurers, as permitted by law.

  • Privacy online

    Privacy, security and service in our online operations are just as critical as in the rest of our business. Mutual Funds Investment, LLC employs all of the safeguards described previously, along with the following Internet-specific practices.

    We use firewall barriers, encryption techniques and authentication procedures, among others, to maintain the security of your online session and to protect Mutual Funds Investment accounts and systems from unauthorized access. We may also place cookies and similar files on your hard drive for purposes such as security, to facilitate site navigation, and to personalize your experience on our site. Our cookies do not identify you by name as an individual or by account number.

    When you visit Mutual Funds Investment’s Internet sites, we may collect technical and navigational information, such as computer browser type, Internet protocol address, pages visited, and average time spent on our Web sites. This information may be used, for example, to alert you to software compatibility issues, or it may be analyzed to improve our Web design and functionality.

    We may use third-party service providers to help us analyze certain online activities. For example, these service providers may help us measure the performance of our online advertising campaigns or analyze visitor activity on our Web sites. We may permit these service providers to use cookies and other technologies, such as Web beacons or pixel tags, to perform these services for Mutual Funds Investment. We do not share personally identifiable information about our customers with these third-party service providers, and these service providers do not collect such information on our behalf.

    Contacting the Web Site

    By registering for one of our free email services or paid services you agree to the terms of this Privacy Policy as such may be amended from time to time without notice other than the posting of such terms on this Web site. Material changes to this Privacy Policy shall be posted on this page on their effective date. Your only notice of such changes is by reviewing this page. If you have any questions about this privacy statement, the practices of this site, or your dealings with this Web site, please contact us.

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